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Courses/Audit & Assurance/Audit Procedures

How to Get the Best out of Your AML/CFT Audit

Master the selection, preparation, and management of your AML/CFT audit process to ensure compliance and mitigate risks effectively.

Created byTEO Training
BeginnerUpdated Jan 17, 2025
How to Get the Best out of Your AML/CFT Audit

What You'll Learn

check_circleBecome aware of key questions to ask when selecting your auditor.
check_circleUnderstand what will be expected of you during the audit process and what you can expect from the auditor.
check_circleKnow how to handle the audit report you receive.
check_circleDiscover best practices for post-audit reviews.

About This Course

Following the change in audit requirements from 2 years to 3 years, this webinar will provide an understanding of the current audit expectations and help prepare Compliance Officers for their next audit.

The webinar will consider the following key points of consideration for your next AML/CFT audit:

  • Selecting your auditor and questions to ask when choosing
  • Planning for your audit
  • Scope of the audit and types of assurance
  • What to expect from the audit process and what your auditor will do
  • What to expect from your audit report, including some common findings, and how to respond to findings and recommendations.

 

Suitable for: AML/CFT Compliance Officers and those with management or governance responsibilities for AML/CFT compliance across all Phase 2 AML/CFT sectors (Lawyers, Accountants and Real Estate Agents).

Your Instructors

TEO Training
TEO Training
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TEO Training provides practical learning experiences on primarily tax-related topics for accountants, lawyers and business advisors across New Zealand.

Martyn Solomon
Martyn Solomon

Associate Partner - Audit & Assurance, Findex/Crowe

Martyn leads the AML/CFT advisory and audit teams at Findex/Crowe in New Zealand, overseeing key initiatives and ensuring compliance. He is a Certified Anti-Money Laundering Specialist (ACAMS) and has worked on several joint AML projects with our specialist US and UK AML/CFT teams. Recognized as a leader in this area, Martyn is also a member of the Chartered Accountants Australia and New Zealand (CA ANZ) working group for the accounting profession’s implementation of the AML/CFT Act.

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